SFC Licences of DAFFORN Michael James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 26 September 2019 | 17 October 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 September 2019 | 17 October 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 24 March 2010 | 05 May 2014 |