SFC Licences of SHAM Ho Lun, Hans 沈浩崘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 28 November 2012 | 31 December 2014 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 28 November 2012 | |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 2 | 29 October 2012 | 10 June 2014 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 31 July 2012 | 19 December 2016 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 31 July 2012 | 31 December 2014 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 31 July 2012 | |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 24 March 2010 | 31 December 2014 |