SFC Licences of SO Kit Yan 蘇潔茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 26 March 2018 29 September 2021
Cepa Alliance Securities Limited 世博證券有限公司 RE 1 18 December 2012 09 March 2018
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 11 September 2012 07 December 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 10 June 2010 06 September 2012
Riche Bright Securities Limited 富明證券有限公司 RE 1 29 March 2010 20 May 2010