SFC Licences of SO Kit Yan 蘇潔茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 26 March 2018 | 29 September 2021 |
Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 18 December 2012 | 09 March 2018 |
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 11 September 2012 | 07 December 2012 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 June 2010 | 06 September 2012 |
Riche Bright Securities Limited 富明證券有限公司 | RE | 1 | 29 March 2010 | 20 May 2010 |