SFC Licences of LEE Ka Wo 李家和

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 24 October 2017 11 March 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 02 September 2013 11 March 2022
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 27 August 2010 30 November 2012
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 25 March 2010 30 November 2012