SFC Licences of LEE Ka Wo 李家和
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 24 October 2017 | 11 March 2022 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 September 2013 | 11 March 2022 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 27 August 2010 | 30 November 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 25 March 2010 | 30 November 2012 |