SFC Licences of TSE Chi Wai, Elba 謝智慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 18 December 2013 | 03 September 2014 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 6 | 18 December 2013 | 03 September 2014 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 18 December 2013 | 03 September 2014 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 18 December 2013 | 03 September 2014 |
| Aviva Portfolio Investment Services Limited | RO | 1 | 10 June 2010 | 26 November 2010 |