SFC Licences of KWOK Ka Yan Karen 郭嘉欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 18 November 2011 | 04 April 2012 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 31 December 2010 | 22 October 2011 |
| MUSHK Limited | RE | 1 | 25 March 2010 | 30 December 2010 |