SFC Licences of IP Kim Hung 葉劍雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 13 March 2020 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 18 December 2019 | |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 25 August 2017 | 29 November 2019 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 16 April 2013 | 01 August 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 22 March 2010 | 04 April 2013 |