SFC Licences of YU Lijie 俞勵頡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 15 June 2022 21 April 2023
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 4 15 June 2022 21 April 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 15 June 2022 21 April 2023
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 9 16 December 2016 16 May 2022
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 4 16 December 2016 16 May 2022
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 22 February 2016 25 November 2016
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 24 October 2014 11 February 2016
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 22 July 2014 14 August 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 09 January 2014 19 July 2014
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 19 March 2010 05 January 2014