SFC Licences of SUEN Wai Man 孫偉文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 19 June 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 19 June 2020
Kim Eng Futures (Hong Kong) Limited 金英期貨(香港)有限公司
RE 2 08 April 2019 01 June 2020
Kim Eng Securities (Hong Kong) Limited 金英証券(香港)有限公司
RE 1 08 April 2019 01 June 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 1 08 November 2018 01 April 2019
RHB Futures Hong Kong Limited 興業金融期貨有限公司
RE 2 08 November 2018 01 April 2019
Zhongtai International Futures Limited 中泰國際期貨有限公司
RE 2 10 January 2018 16 May 2018
Zhongtai International Securities Limited 中泰國際證券有限公司
RE 1 10 January 2018 16 May 2018
RHB Futures Hong Kong Limited 興業金融期貨有限公司
RE 2 11 June 2012 01 December 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 1 11 June 2012 01 December 2017
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 2 21 June 2011 01 June 2012
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 22 March 2010 01 June 2012