SFC Licences of SUEN Wai Man 孫偉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 19 June 2020 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 19 June 2020 | |
| Kim Eng Futures (Hong Kong) Limited 金英期貨(香港)有限公司 |
RE | 2 | 08 April 2019 | 01 June 2020 |
| Kim Eng Securities (Hong Kong) Limited 金英証券(香港)有限公司 |
RE | 1 | 08 April 2019 | 01 June 2020 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RE | 1 | 08 November 2018 | 01 April 2019 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RE | 2 | 08 November 2018 | 01 April 2019 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
RE | 2 | 10 January 2018 | 16 May 2018 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RE | 1 | 10 January 2018 | 16 May 2018 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RE | 2 | 11 June 2012 | 01 December 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RE | 1 | 11 June 2012 | 01 December 2017 |
| Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 |
RE | 2 | 21 June 2011 | 01 June 2012 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 |
RE | 1 | 22 March 2010 | 01 June 2012 |