SFC Licences of SUEN Wai Man 孫偉文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 19 June 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 19 June 2020
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 08 April 2019 01 June 2020
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 08 April 2019 01 June 2020
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 08 November 2018 01 April 2019
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 08 November 2018 01 April 2019
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 10 January 2018 16 May 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 10 January 2018 16 May 2018
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 11 June 2012 01 December 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 11 June 2012 01 December 2017
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 21 June 2011 01 June 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 22 March 2010 01 June 2012