SFC Licences of LIU Yaping 劉婭萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 01 December 2016 | 06 December 2016 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 01 December 2016 | 06 December 2016 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 01 December 2016 | 06 December 2016 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 06 January 2015 | 22 April 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 10 August 2011 | 24 January 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 August 2011 | 24 January 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 March 2010 | 02 June 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 29 March 2010 | 02 June 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 29 March 2010 | 02 June 2011 |