SFC Licences of PU Jimmy 浦仲凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 08 January 2021 | |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 22 June 2016 | 08 January 2021 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 22 June 2016 | 06 January 2021 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 22 June 2016 | 31 March 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 26 March 2010 | 21 January 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 March 2010 | 21 January 2016 |