SFC Licences of CHEN Xiaoyu 陳肖宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 4 | 29 September 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 2 | 29 September 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 29 September 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 04 February 2020 | 29 September 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 21 January 2020 | 29 September 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 21 January 2020 | 29 September 2020 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 18 October 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 March 2010 | 18 October 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 22 March 2010 | 05 September 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 22 March 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 22 March 2010 | 06 December 2010 |