SFC Licences of TSANG Yin Chung, Martin 曾彥中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 14 September 2018 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 14 September 2018 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 14 September 2018 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 2 | 20 September 2017 | 20 July 2018 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 01 November 2016 | 20 July 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 01 November 2016 | 20 July 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 01 November 2016 | 20 July 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 01 April 2014 | 18 October 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 23 March 2010 | 18 October 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 23 March 2010 | 18 October 2016 |