SFC Licences of LO Philip Yee Chuen 盧逸駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 17 September 2010 | 11 February 2011 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 17 September 2010 | 11 February 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 25 March 2010 | 28 August 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 25 March 2010 | 28 August 2010 |