SFC Licences of WU Warren Charles 吳華倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 15 August 2018 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 23 June 2014 | 09 March 2018 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 23 June 2014 | 09 March 2018 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 23 June 2014 | 09 March 2018 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 11 January 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 11 January 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 11 January 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 31 March 2010 | 15 June 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 31 March 2010 | 15 June 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 31 March 2010 | 15 June 2011 |