SFC Licences of NG Wing Tai 吳永泰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 | RE | 9 | 28 December 2020 | 04 October 2021 |
| Chartwell Capital Limited 大正資本有限公司 | RE | 4 | 26 November 2020 | 04 October 2021 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 4 | 30 July 2020 | 30 September 2020 |
| Fosun International Securities Limited 復星國際證券有限公司 | RE | 4 | 07 April 2020 | 03 July 2020 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 11 May 2018 | 05 March 2020 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 24 October 2016 | 07 May 2018 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 22 April 2016 | 20 February 2017 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 27 April 2015 | 08 April 2016 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 01 September 2014 | 01 April 2015 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 29 March 2010 | 30 August 2014 |