SFC Licences of HSU Sheng Hsiu 徐盛修
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 4 | 20 September 2011 | 31 January 2014 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 1 | 20 September 2011 | 31 January 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 08 April 2010 | 28 September 2010 |