SFC Licences of MOHLA Abhishek Dushyant
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 7 | 28 November 2019 | |
| UBS Securities Hong Kong Limited | RO | 1 | 28 November 2019 | |
| UBS Securities Asia Limited | RO | 1 | 28 November 2019 | |
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 28 November 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 28 November 2019 |
| UBS Securities Asia Limited | RE | 2 | 30 November 2016 | |
| UBS Securities Hong Kong Limited | RE | 7 | 09 December 2011 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 26 March 2010 | 28 November 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 26 March 2010 | 18 December 2016 |