SFC Licences of THOMSON Stuart Douglas Peter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RE | 1 | 17 June 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 April 2010 | 13 June 2012 |