SFC Licences of VISWANATH Ramesh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 7 19 December 2016 25 January 2024
UBS Securities Hong Kong Limited RE 1 19 December 2016 25 January 2024
UBS Securities Asia Limited RE 1 02 July 2013 25 January 2024
UBS Securities Hong Kong Limited RE 7 02 July 2013 18 December 2016
UBS Securities Hong Kong Limited RE 1 02 July 2013 18 December 2016
Instinet Pacific Limited 極訊亞太有限公司 RE 7 10 December 2012 16 June 2013
Instinet Pacific Limited 極訊亞太有限公司 RE 4 10 December 2012 16 June 2013
Instinet Pacific Limited 極訊亞太有限公司 RE 1 10 December 2012 16 June 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 06 August 2010 09 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 08 April 2010 09 August 2010