SFC Licences of VISWANATH Ramesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 25 January 2024 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 25 January 2024 |
UBS Securities Asia Limited | RE | 1 | 02 July 2013 | 25 January 2024 |
UBS Securities Hong Kong Limited | RE | 7 | 02 July 2013 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 02 July 2013 | 18 December 2016 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 10 December 2012 | 16 June 2013 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 10 December 2012 | 16 June 2013 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 10 December 2012 | 16 June 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 06 August 2010 | 09 December 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 08 April 2010 | 09 August 2010 |