SFC Licences of CHUNG Howard Hau 鍾豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 21 July 2011 | 03 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 July 2011 | 03 June 2014 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 14 April 2010 | 14 June 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 14 April 2010 | 14 June 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 April 2010 | 14 June 2011 |