SFC Licences of CHUNG Howard Hau 鍾豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 21 July 2011 03 June 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 21 July 2011 03 June 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 14 April 2010 14 June 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 14 April 2010 14 June 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 14 April 2010 14 June 2011