SFC Licences of CHEN Bai Cao 陳柏操

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Booming Asset Management Limited 博明資產管理有限公司 RO 9 13 September 2019
Booming Asset Management Limited 博明資產管理有限公司 RO 4 13 September 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RO 4 23 August 2018 09 April 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RO 2 05 June 2015 09 April 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RO 1 10 September 2014 09 April 2019
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RO 4 15 July 2014 09 April 2019
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RO 9 19 March 2014 09 April 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RO 2 10 September 2014 10 March 2015
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 4 18 February 2014 05 May 2014
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 9 18 February 2014 19 March 2014
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 9 29 May 2013 31 January 2014
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 4 22 February 2012 31 January 2014
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 29 July 2010 31 January 2014
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 29 July 2010 31 January 2014
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 9 03 June 2010 29 May 2013
Vision Finance Asset Management Limited 睿智金融資產管理有限公司 RE 9 27 April 2010 31 May 2010