SFC Licences of SUN Ran 孫然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harvest Global Capital Investments Limited 嘉實國際投資有限公司 RE 9 16 December 2020
Harvest Global Capital Investments Limited 嘉實國際投資有限公司 RE 4 16 December 2020
Harvest Global Capital Investments Limited 嘉實國際投資有限公司 RE 1 16 December 2020
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 9 20 June 2017 06 June 2019
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 4 20 June 2017 06 June 2019
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 15 March 2016 13 April 2016
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 4 15 September 2015 15 March 2016
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 01 December 2014 13 April 2016
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 01 December 2014 15 September 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 21 June 2011 10 June 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 June 2011 10 June 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 16 April 2010 07 May 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 16 April 2010 07 May 2011