SFC Licences of HU Congli 胡从立

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RO 9 08 February 2023
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RO 4 08 February 2023
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RO 1 08 February 2023
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 9 13 July 2022 08 February 2023
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 4 11 July 2022 08 February 2023
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 1 11 July 2022 08 February 2023
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RO 1 02 June 2022 30 June 2022
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RO 9 06 May 2022 30 June 2022
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RO 4 06 May 2022 30 June 2022
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 9 17 May 2021 06 May 2022
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 4 17 May 2021 06 May 2022
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 07 January 2020 13 May 2021
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 07 January 2020 13 May 2021
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 16 December 2019 13 May 2021
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 16 December 2019 13 May 2021
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 9 26 June 2017 08 November 2019
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 4 26 June 2017 08 November 2019
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 9 26 May 2016 20 June 2017
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 4 26 May 2016 20 June 2017
Morgan Stanley Hong Kong Securities Limited RE 2 22 July 2011 05 February 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 22 July 2011 05 February 2016
Indus Capital Advisors (Hong Kong) Limited RE 4 16 April 2010 29 June 2011