SFC Licences of BHARGAVA Nalin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Acion Partners Limited | RE | 9 | 11 August 2021 | 11 July 2022 |
| Seres Asset Management Limited 瑞時投資管理有限公司 | RO | 9 | 22 April 2013 | 29 April 2016 |
| Seres Asset Management Limited 瑞時投資管理有限公司 | RE | 9 | 08 March 2011 | 22 April 2013 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 19 April 2010 | 19 February 2011 |