SFC Licences of WISE Adam John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 02 September 2015 | 23 July 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 06 February 2014 | 18 July 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 18 February 2013 | 18 July 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 May 2012 | 18 July 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 15 April 2010 | 31 March 2012 |