SFC Licences of LUO Qian 羅倩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SanJohn Capital Limited 三川資本有限公司 | RO | 9 | 11 April 2016 | |
| SanJohn Capital Limited 三川資本有限公司 | RE | 9 | 27 January 2016 | 11 April 2016 |
| Religare Capital Markets (Hong Kong) Limited | RE | 4 | 21 July 2011 | 23 July 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 15 April 2010 | 06 April 2011 |