SFC Licences of YANG Shuenn-yuh 楊順裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RO | 4 | 14 May 2019 | |
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RO | 1 | 14 May 2019 | |
Cinda International Securities Limited 信達國際證券有限公司 | RO | 1 | 25 August 2017 | 12 April 2019 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 22 May 2017 | 25 August 2017 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 15 April 2014 | 19 April 2017 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 15 April 2014 | 19 April 2017 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 6 | 16 April 2010 | 01 April 2014 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 4 | 16 April 2010 | 01 April 2014 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 1 | 16 April 2010 | 01 April 2014 |