SFC Licences of YANG Shuenn-yuh 楊順裕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RO 4 14 May 2019
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RO 1 14 May 2019
Cinda International Securities Limited 信達國際證券有限公司 RO 1 25 August 2017 12 April 2019
Cinda International Securities Limited 信達國際證券有限公司 RE 1 22 May 2017 25 August 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 15 April 2014 19 April 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 15 April 2014 19 April 2017
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 RE 6 16 April 2010 01 April 2014
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 RE 4 16 April 2010 01 April 2014
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 RE 1 16 April 2010 01 April 2014