SFC Licences of LI Wai Sum 李煒森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fantasia Asset Management Limited 花樣年資產管理有限公司 RO 9 24 October 2019 31 March 2022
Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司 RE 3 23 May 2019 03 July 2019
Blackhorn Wealth Management Limited 晉羚財富管理有限公司 RO 4 03 December 2018 29 March 2019
Blackhorn Wealth Management Limited 晉羚財富管理有限公司 RO 9 03 December 2018 29 March 2019
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 28 December 2015 01 July 2017
Fulbright Futures Limited 富昌期貨有限公司 RE 2 07 September 2015 01 July 2017
Fulbright Securities Limited 富昌證券有限公司 RE 4 07 September 2015 01 July 2017
Fulbright Securities Limited 富昌證券有限公司 RE 1 07 September 2015 01 July 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 4 20 January 2014 28 August 2015
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 20 January 2014 28 August 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 20 January 2014 28 August 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 21 June 2012 19 December 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 21 June 2012 19 December 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 21 June 2012 19 December 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 30 September 2011 01 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 22 December 2010 01 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 22 December 2010 01 August 2013
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 20 April 2010 05 November 2010
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 20 April 2010 05 November 2010