SFC Licences of LAI Jennifer
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 27 February 2012 | 16 March 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 February 2012 | 16 March 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 April 2010 | 16 August 2011 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 20 April 2010 | 16 August 2011 |