SFC Licences of YANG Tianxiao 楊天嘯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 03 May 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 23 February 2018
CMB International Capital Limited 招銀國際融資有限公司 RO 1 12 June 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 6 13 January 2016
CMB International Capital Limited 招銀國際融資有限公司 RE 1 13 January 2016 12 June 2017
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 19 April 2010 11 December 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 1 19 April 2010 11 December 2015
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 19 April 2010 11 December 2015