SFC Licences of YANG Tianxiao 楊天嘯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 05 January 2023 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RO | 1 | 05 January 2023 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 03 May 2022 | 05 January 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 23 February 2018 | 05 January 2023 |
| CMB International Capital Limited 招銀國際融資有限公司 | RO | 1 | 12 June 2017 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 13 January 2016 | 12 June 2017 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 13 January 2016 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 19 April 2010 | 11 December 2015 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 19 April 2010 | 11 December 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 April 2010 | 11 December 2015 |