SFC Licences of HSU Li Fei 許莉菲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RO | 4 | 11 June 2020 | |
UBS Asset Management (Hong Kong) Limited | RO | 1 | 11 June 2020 | |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 18 March 2019 | 11 June 2020 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 14 March 2019 | 11 June 2020 |
Mesirow Financial Hong Kong, Limited | RE | 1 | 25 August 2014 | 28 February 2019 |
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 4 | 26 April 2010 | 25 July 2014 |
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 1 | 26 April 2010 | 25 July 2014 |