SFC Licences of THONG Chung Mao 唐松茂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 04 June 2013 | 20 October 2023 |
| Tianda Securities Limited 天大証券有限公司 | RE | 1 | 29 August 2011 | 03 August 2012 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 21 December 2010 | 23 August 2011 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 21 December 2010 | 23 August 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 14 May 2010 | 02 December 2010 |