SFC Licences of AU Kai Tat 區繼達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Global Prosperity Financial Company Limited 環球富盛理財有限公司	RO	9	26 April 2021
Global Prosperity Financial Company Limited 環球富盛理財有限公司	RO	4	26 April 2021
Global Prosperity Financial Company Limited 環球富盛理財有限公司	RO	1	26 April 2021
Global Prosperity Financial Company Limited 環球富盛理財有限公司	RE	9	01 April 2021	26 April 2021
Global Prosperity Financial Company Limited 環球富盛理財有限公司	RE	4	01 April 2021	26 April 2021
Global Prosperity Financial Company Limited 環球富盛理財有限公司	RE	1	01 April 2021	26 April 2021
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	9	24 July 2020	29 March 2021
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	4	30 June 2020	29 March 2021
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	1	30 June 2020	29 March 2021
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RE	9	28 April 2020	24 July 2020
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RE	4	19 March 2020	30 June 2020
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RE	1	19 March 2020	30 June 2020
China Tian Yuan Commodities and Futures Limited 中國天元商品及期貨有限公司	RO	2	14 November 2018	09 November 2019
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RE	4	22 October 2018	09 November 2019
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RE	1	22 October 2018	09 November 2019
China Tian Yuan Commodities and Futures Limited 中國天元商品及期貨有限公司	RE	2	10 October 2018	14 November 2018
Haitong Futures Hong Kong Limited 海通期貨香港有限公司	RE	2	11 May 2017	02 October 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	3	18 April 2013	30 April 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	01 March 2013	30 April 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	01 March 2013	30 April 2017
BOCI Securities Limited 中銀國際證券有限公司	RE	2	01 September 2011	21 February 2013
BOCI Securities Limited 中銀國際證券有限公司	RE	1	01 September 2011	21 February 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	4	18 July 2011	20 August 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	22 April 2010	20 August 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	22 April 2010	20 August 2011