SFC Licences of TSE Wing Lam, Michelle 謝穎霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ballas Capital Limited 博思融資有限公司 | RE | 6 | 05 October 2022 | |
Ballas Capital Limited 博思融資有限公司 | RE | 1 | 05 October 2022 | |
Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 28 December 2020 | 30 March 2022 |
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 6 | 11 February 2019 | 30 March 2022 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 21 April 2010 | 26 February 2015 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 21 April 2010 | 26 February 2015 |