SFC Licences of TSE Wing Lam, Michelle 謝穎霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ballas Capital Limited 博思融資有限公司 RE 6 05 October 2022
Ballas Capital Limited 博思融資有限公司 RE 1 05 October 2022
Huajin Securities (International) Limited 華金證券(國際)有限公司 RE 1 28 December 2020 30 March 2022
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 6 11 February 2019 30 March 2022
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 21 April 2010 26 February 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 21 April 2010 26 February 2015