SFC Licences of SO Ka Kee 蘇嘉琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 21 September 2012 | 29 July 2013 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 15 June 2011 | 15 June 2012 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 19 May 2010 | 27 May 2011 |