SFC Licences of GILBERT Benjamin Joseph William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 18 January 2019 | 23 January 2019 |
| UBS Securities Asia Limited | RE | 4 | 28 September 2018 | 05 October 2018 |
| UBS Securities Asia Limited | RE | 4 | 04 June 2018 | 05 June 2018 |
| UBS Securities Asia Limited | RE | 4 | 14 March 2018 | 16 March 2018 |
| UBS Securities Asia Limited | RE | 4 | 24 November 2017 | 30 December 2017 |
| UBS Securities Asia Limited | RE | 4 | 04 May 2017 | 11 May 2017 |
| UBS Securities Asia Limited | RE | 4 | 07 October 2016 | 14 October 2016 |
| UBS Securities Asia Limited | RE | 4 | 07 July 2016 | 13 July 2016 |
| UBS Securities Asia Limited | RE | 4 | 28 April 2010 | 11 April 2016 |