SFC Licences of LO Wai Man, Betty 盧慧敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cortina Capital Asset Management Limited | RE | 4 | 07 September 2022 | |
| Cortina Capital Asset Management Limited | RE | 9 | 26 August 2022 | |
| Athena Wealth Management Limited 智富財富管理有限公司 | RE | 9 | 07 March 2013 | 19 August 2022 |
| Athena Wealth Management Limited 智富財富管理有限公司 | RE | 1 | 07 March 2013 | 19 August 2022 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 23 November 2012 | 16 February 2013 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 23 November 2012 | 16 February 2013 |
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 17 October 2011 | 16 February 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 28 July 2010 | 16 February 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 April 2010 | 16 February 2013 |