SFC Licences of LU Zhuo 呂卓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asia Investment Research Limited 亞洲投資研究有限公司 | RE | 4 | 14 August 2014 | 01 August 2015 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 22 April 2010 | 12 April 2014 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 22 April 2010 | 12 April 2014 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 22 April 2010 | 12 April 2014 |