SFC Licences of LI Shi Kai, Carl 李詩凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 21 June 2012 | 01 March 2013 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 21 June 2012 | 01 March 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 12 May 2011 | 01 March 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 12 May 2011 | 01 March 2013 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 October 2010 | 01 May 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 August 2010 | 01 May 2011 |