SFC Licences of LI Shi Kai, Carl 李詩凱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 21 June 2012 01 March 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 21 June 2012 01 March 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 12 May 2011 01 March 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 12 May 2011 01 March 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 08 October 2010 01 May 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 17 August 2010 01 May 2011