SFC Licences of BOEDING Jacob Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jane Street Hong Kong Limited | RE | 2 | 19 August 2020 | |
| Jane Street Hong Kong Limited | RE | 1 | 19 August 2020 | |
| UBS Securities Hong Kong Limited | RE | 2 | 18 March 2019 | 18 April 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 18 March 2019 | 18 April 2020 |
| UBS Securities Asia Limited | RE | 2 | 18 March 2019 | 18 April 2020 |
| UBS Securities Asia Limited | RE | 1 | 07 December 2012 | 18 April 2020 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 07 December 2012 | 03 March 2014 |
| UBS Securities Asia Limited | RE | 2 | 07 December 2012 | 03 March 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 10 July 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 30 April 2010 | 10 July 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 April 2010 | 10 July 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 30 April 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 30 April 2010 | 06 December 2010 |