SFC Licences of RODRIGUEZ Gerardo Emanuel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 28 September 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 28 September 2022 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 03 October 2013 | 10 January 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 03 October 2013 | 10 January 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 03 October 2013 | 10 January 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 03 October 2013 | 10 January 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 10 January 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 April 2010 | 10 January 2022 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 28 April 2010 | 06 December 2010 |