SFC Licences of KWOCK Shu Wai, David 霍樹煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 17 April 2023 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 17 April 2023 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 17 April 2023 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 17 April 2023 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 20 January 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 20 January 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 April 2010 | 20 January 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 30 April 2010 | 20 January 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 30 April 2010 | 24 July 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 30 April 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 30 April 2010 | 06 December 2010 |