SFC Licences of HSIEH Wei-Horng 謝偉鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
The Core Securities Company Limited 核聚證券有限公司 RO 9 29 July 2019 17 July 2020
The Core Securities Company Limited 核聚證券有限公司 RO 4 29 July 2019 17 July 2020
The Core Securities Company Limited 核聚證券有限公司 RO 1 29 July 2019 17 July 2020
Frontier Capital Management Limited 方達資本管理有限公司 RO 1 04 June 2018 02 June 2019
Frontier Capital Management Limited 方達資本管理有限公司 RO 9 25 November 2016 02 June 2019
Frontier Capital Management Limited 方達資本管理有限公司 RO 4 25 November 2016 02 June 2019
Enhanced Investment Products Limited 易亞投資管理有限公司 RO 6 05 November 2013 18 September 2016
Enhanced Investment Products Limited 易亞投資管理有限公司 RO 5 05 November 2013 18 September 2016
Enhanced Investment Products Limited 易亞投資管理有限公司 RO 9 12 July 2012 18 September 2016
Enhanced Investment Products Limited 易亞投資管理有限公司 RO 4 12 July 2012 18 September 2016
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 6 12 July 2012 05 November 2013
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 9 04 July 2011 12 July 2012
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 4 04 July 2011 12 July 2012
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 9 29 April 2010 19 July 2010
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 4 29 April 2010 19 July 2010