SFC Licences of LAM Kai Man, Herman 林啟文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 02 August 2021 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 02 August 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 09 February 2015 | 01 June 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 February 2015 | 01 June 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 03 May 2010 | 21 January 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 May 2010 | 21 January 2015 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 03 May 2010 | 23 April 2013 |