SFC Licences of CAO Xianghua 曹向華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 October 2011 | 23 January 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 30 September 2011 | 23 January 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 30 September 2011 | 23 January 2012 |
| Wilson Securities Limited 滙生證券有限公司 | RE | 4 | 04 August 2010 | 16 September 2011 |
| Wilson Securities Limited 滙生證券有限公司 | RE | 1 | 04 August 2010 | 16 September 2011 |
| Hafoo Securities Limited 哈富證券有限公司 | RE | 1 | 04 August 2010 | 16 September 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 May 2010 | 15 July 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 May 2010 | 15 July 2010 |