SFC Licences of LAW Kai Man 羅啟文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 2 28 December 2011 18 April 2014
Quam Securities Limited 華富建業證券有限公司 RE 1 28 December 2011 18 April 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 12 May 2010 01 November 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 12 May 2010 01 November 2011