SFC Licences of CHENG Pui Lam 鄭佩琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 02 February 2016 | 30 September 2020 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 17 March 2014 | 30 September 2020 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 06 November 2012 | 05 March 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 28 April 2010 | 01 November 2012 |