SFC Licences of MCDOUGALL Kathleen Martha
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 28 October 2010 | 23 May 2018 |
UBS Securities Asia Limited | RE | 4 | 14 May 2010 | 24 May 2010 |