SFC Licences of RAMSAY James Thomas

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HZ CAPITAL LIMITED
RO 5 24 May 2019
HZ CAPITAL LIMITED
RO 4, 9 22 March 2019
HZ CAPITAL LIMITED
RE 4, 9 18 March 2019 22 March 2019
YL Capital Partners Limited 揚立資本有限公司
RO 4, 9 17 August 2018 12 January 2019
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司
RO 4, 9 05 February 2016 29 December 2017
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司
RO 4, 9 01 December 2015 04 February 2016
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司
RE 9 20 July 2010 01 December 2015
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司
RE 4 31 May 2010 01 December 2015