SFC Licences of RAMSAY James Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HZ CAPITAL LIMITED | RO | 5 | 24 May 2019 | |
| HZ CAPITAL LIMITED | RO | 9 | 22 March 2019 | |
| HZ CAPITAL LIMITED | RO | 4 | 22 March 2019 | |
| HZ CAPITAL LIMITED | RE | 9 | 18 March 2019 | 22 March 2019 |
| HZ CAPITAL LIMITED | RE | 4 | 18 March 2019 | 22 March 2019 |
| YL Capital Partners Limited 揚立資本有限公司 | RO | 9 | 17 August 2018 | 12 January 2019 |
| YL Capital Partners Limited 揚立資本有限公司 | RO | 4 | 17 August 2018 | 12 January 2019 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RO | 9 | 05 February 2016 | 29 December 2017 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RO | 4 | 05 February 2016 | 29 December 2017 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 | RO | 9 | 01 December 2015 | 04 February 2016 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 | RO | 4 | 01 December 2015 | 04 February 2016 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 | RE | 9 | 20 July 2010 | 01 December 2015 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 | RE | 4 | 31 May 2010 | 01 December 2015 |